Operations & Compliance

In-house CCO and compliance team support all regulatory functions

Compliance program designed specifically for discretionary portfolio management

Centralized services providing prestige support, financial planning support, and admin support

Customizable client billing platform

Unified quarterly production at account and household level with e-delivery

E&O coverage and all securities registration included

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Modelling & Trading

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Business & Practice Management

In-house CCO and compliance team support all regulatory functions

Compliance program designed specifically for discretionary portfolio management

Centralized services providing prestige support, financial planning support, and admin support

Customizable client billing platform

Unified quarterly production at account and household level with e-delivery

E&O coverage and all securities registration included

Previous Section
Modelling & Trading

Next Section
Business & Practice Management

Quintessence Wealth, a registered Portfolio Manager in Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland and Labrador, Nova Scotia, Ontario, Prince Edward Island, Quebec, and Saskatchewan, an Investment Fund Manager in Newfoundland and Labrador, Ontario, and Quebec, and an Exempt Market Dealer in Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland and Labrador, Nova Scotia, Ontario, Quebec, and Saskatchewan. The Ontario Securities Commission (OSC) is the principal regulator for Quintessence Wealth.

The information contained in this website comes from sources we believe to be reliable, but we cannot guarantee its accuracy or reliability. The opinions expressed are based on an analysis and interpretation dating from the date of publication and are subject to change without notice. Furthermore, they do not constitute an offer or solicitation to buy or sell any of the securities mentioned. The information contained herein may not apply to all types of investors.